The list of owners of significant participation (including persons exercising control over the financial institution), their compliance with the requirements established by law and changes in their composition during the year.
Facts of violation (or absence of such facts) by members of the supervisory board and executive body of a financial institution of internal rules that resulted in damage to the financial institution or consumers of financial services.
Measures of influence applied during the year by public authorities to a financial institution, including to members of its supervisory board and executive body, or the absence of such measures.
Whether the financial institution has a risk management system and its key characteristics or not.
Information on the results of the internal audit (control) system during the year.
Facts of alienation during the year of assets in excess of the amount established in the charter of the financial institution, or their absence.
The results of the valuation of assets in case of their purchase and sale during the year in excess of the amount established in the charter of the financial institution.
Information on transactions with related parties, including those within the same industrial and financial group or other association, conducted during the year, or their absence.
Information on the recommendations (requirements) of the authorities responsible for state regulation of financial services markets regarding the auditor's report.
Information on the external auditor of the supervisory board of the financial institution appointed during the year.
Information on the activities of the external auditor, the total experience of audit activities.
Information on the activities of the external auditor, the number of years during which it has been providing audit services to the financial institution.
Information on the activities of the external auditor, a list of other audit services provided to the financial institution during the year.
Information on the activities of the external auditor, cases of conflict of interest and/or combining the functions of the internal auditor.
Information on the activities of the external auditor, the rotation of auditors in the financial institution over the past five years.
Information on the activities of the external auditor, penalties imposed on the auditor by the Audit Chamber of Ukraine during the year, and facts of submission of inaccurate financial statements of the financial institution, confirmed by the auditor's report, revealed by the authorities responsible for state regulation of financial services markets.
Information on the financial institution's protection of the rights of consumers of financial services, the availability of a complaint mechanism.
Information on the financial institution's protection of the rights of financial services consumers, surname, name and patronymic of the financial institution's employee authorized to handle complaints.
Information on the financial institution's protection of the rights of financial services consumers, the status of complaints regarding the provision of financial services (nature, number of complaints received, and number of complaints satisfied).
Information on the financial institution's protection of the rights of financial services consumers, the existence of lawsuits in court regarding the provision of financial services by the financial institution and the results of their consideration.
